Lori Peters, CFP®
Financial Advisor, Compliance Officer, RJFS | Carter Financial Management
Professional
Lori is a Certified Financial Planner™ practitioner who works with Bill Carter’s financial planning team and her own individual clients. She began her career in 1996 in client service, and developed a deep focus on the timely execution of client requests. Throughout her career, she has built on her knowledge of key financial planning strategies and the tax laws that impact those strategies. She is focused on helping guide clients in areas including cash flow, retirement distribution, tax, estate, life, and long-term care insurance planning. She has also helped many client families in the process of estate administration. Lori is passionate about encouraging her clients to share and communicate their legacy intentions. She is happy to travel near and far to meet with clients in person as that often brings a more productive approach to the financial planning process.
As our Compliance Officer, Lori passed the applicable regulatory exams in January 2019 and fulfills the daily oversight of compliance within the firm, ensuring that intermediate and long-term compliance standards are followed.
Lori helps clients review their financial goals and provides strategic research to help guide these efforts. Based on personal and prior client experience, she is passionate about the importance of implementing a thorough estate plan. She has deep experience in working with widows, on divorce cases, and understanding issues that directly impact minor children.
Lori volunteered in 2021 as a mentor in the Women’s Leadership Alliance Mentor Program. She currently volunteers on the audit committee of Catholic Charities in Dallas.
Personal
Lori lives in Rockwall, TX with her husband, Paxton. Lori’s daughter, Katelind, is a freshman at the University of Pittsburgh. Lori enjoys exploring Texas and beyond in their motorhome and scrapbooking to capture family memories. She also enjoys traveling to California to visit her extended family.